Conduct Risk Management (including its audit) in Banks & Fis

 

Summary

 

Learning Outcomes

 

  • Provides an in-depth awareness of various areas of areas of conduct risk applicable to the financial industry
  • Takes the participants through the risk-management practices, tools and models to be developed to identify and manage conduct risk
  • The programme also helps the audit team to equip themselves with the required knowledge and understanding for auditing the conduct risk framework and processes in the organisation

 

Target audience

 

  • Executives and policy makers
  • Business and operations managers
  • Risk management and compliance managers
  • Internal-audit managers
  • Business continuity managers and co-ordinators
  • Project managers from business, IT and risk functions

 

Course Content:-

 

Session 1

Understanding Conduct Risk

• What is Conduct Risk- an explanation
• Conduct Risk Radar 

 

Session 2

Conduct Risk Management Framework

• Strategy and Risk Appetite for Conduct Risk
• Governance, Culture and Behaviour 

 

Day 2:-

Session 3

Auditing Conduct Risk

• Approach to Conduct Risk Audit
• A structured approach to assess Conduct Risk 

 

Session 4

Regulatory expectations of Conduct Risk
Best Practices in Conduct Risk Management

 

Trainer Profile

 

Trainer is a seasoned banker with experience of more than 2 decades in credit and risk management and practical banking. He has rich experience in developing risk management policies, practices, tools and processes and has also implemented risk management including ORM framework & BCM and managing risk in banking in India and in multinational banks.

 

Training dates - December 20-21, 2022

Training fees - ₹ 15,000 + applicable taxes