Broker Quality Gradings

A CRISIL Broker Grading is an opinion on the quality of operations and services provided by the graded stock broker. CRISIL uses the key parameters listed below to assess the quality of operations of a broking firm and the services offered by it. Each parameter is assessed individually; these assessments are then aggregated to arrive at the final grading.

  • Quality of compliance
  • Systems framework
  • Management of market risk
  • External interface
  • Credit risk profile

A CRISIL Broker Grading aims at preserving market integrity (fair, efficient, and transparent markets), financial integrity (reduce systemic risk), and protect investor interest.