To create an awareness of the contemporary AML/ KYC guidelines of the Regulators and the need to comply with the same
To advise the target segment on the various types of frauds possibilities in the acquisition and conducting of various customer accounts
To cascade down the line, adequate knowledge on choosing the right type of customers and putting in place proper checks and balances in customer account management process to help identify frauds
Target Audience
Officers/ Managers, Branch Managers and Heads of Marketing and Credit departments from Retail Banking, Retail Operations, Branch Operations, Risk, Inspection and Audit divisions of Banks, NBFCs and Housing Finance Companies
Officers/ Managers, Branch Managers and Heads of departments from Marketing and Credit divisions of MSME/ Corporate Banking, Corporate Operations, Credit Administration, Risk, Inspection and Audit divisions of Banks, NBFCs and Housing Finance Companies
Course Structure
Duration: 2 Days
Day 1
Session 1
The Liability Side & Customer acquisition
Session 2
Fraud Identification & Frauds in Transactions
Session 3
Frauds in Documentation (retail and corporate)
Session 4
Asset frauds – Retail
Day 2
Session 1
Asset frauds – Corporate
Session 2
Financial Reports – Intelligent Accounting by Corporates
Session 3
Fraud Detection and Punishment
Session 4
Fraud Prevention and Compliance Perspectives
Trainer Profile
He is a senior banker with more than 3 decades of experience in Public sector, private, foreign bank & NBFC. During his career he has set up the Retail Banking Division & was the Country Head of Retail Liabilities & Preferred Banking. He also set up the first metro branch of a leading foreign bank at Chennai, headed the New Products Division & the Internet Banking Division. During his association with these organisations he has managed large corporates, SMEs & MSME’s right from, the marketing, relationship management, credit appraisal & monitoring. Has also held positions at CXO level in a Pharmaceutical Company, Consumer Durable Manufacturer & an Affordable Housing Finance Company.
He has been regularly conducting training programmes for large corporates, SME & MSMEs for banks & NBFCs in India. He has also conducted training programmes for the Sri Lankan banks. During his consultancy experience he was instrumental in setting up an export division and restructuring of facilities with the banking system for his MSME & Consumer Durable Company in India.
