Provides an in-depth awareness of various areas of areas of conduct risk applicable to the financial industry
Takes the participants through the risk-management practices, tools and models to be developed to identify and manage conduct risk
The programme also helps the audit team to equip themselves with the required knowledge and understanding for auditing the conduct risk framework and processes in the organisation
Target audience
Executives and policy makers
Business and operations managers
Risk management and compliance managers
Internal-audit managers
Business continuity managers and co-ordinators
Project managers from business, IT and risk functions
Course Content:-
Session 1
Understanding Conduct Risk
• What is Conduct Risk- an explanation
• Conduct Risk Radar
Session 2
Conduct Risk Management Framework
• Strategy and Risk Appetite for Conduct Risk
• Governance, Culture and Behaviour
Day 2:-
Session 3
Auditing Conduct Risk
• Approach to Conduct Risk Audit
• A structured approach to assess Conduct Risk
Session 4
Regulatory expectations of Conduct Risk
Best Practices in Conduct Risk Management
Trainer Profile
Trainer is a seasoned banker with experience of more than 2 decades in credit and risk management and practical banking. He has rich experience in developing risk management policies, practices, tools and processes and has also implemented risk management including ORM framework & BCM and managing risk in banking in India and in multinational banks.
