Risk Management for Investment Managers

 

Summary

 

Programme Objectives

 

  • This course provides a different perspective to fund management activity
  • It provides the participants with an additional tool to sharpen fund management capabilities
  • This course helps to improve optimisation of risk
  • This course helps to understand Risk Management for improvised Fund Management

Target audience

 

  • MFs, Advisors., Life Insurance, portfolio management services ( PMS ) :Portfolio Managers (PMs) and Relationship managers (RMs)
  • Brokers having Research Houses and Research Analysts
  • Wealth Managers / Pvt Banking / MF Distributors,
  • Investment Companies / Holding Companies being NBFCs having equity book or fixed income book
  • Banks treasury having prop book.

 

Course Structure

 

Day 1 : 3 hours 

 

Session1 :

Introduction of MFs, PMS,ULIPs, Advisers - Fiduciary capacity

 

Return and Risk structures

 

Day 2 : 3 hours

 

Understanding of Derivatives,Credit Risk and Liquidity Risk

 

Trainer Profile

 

He is a CA , CS, Cost Accountant, FRM with two decades experience in market and portfolio risk management in mutual funds, debt market, equity markets, derivatives, forex market, private equity, insurance and commodity exchange.  His prior experiences include working with I-Sec, Franklin Templeton, Birla Sunlife, ICICI Venture, BNP Paribas Mutual Fund.  He has held position as Chief Regulatory Officer at NCDEX, where he was Heading Risk Management, trading surveillance and compliance.

 

He has been doing trainings in various areas relating to various markets, derivatives, wealth management, mutual funds, insurance, ethics and governance, credit and market risk, KYC AML, insider trading prevention, ERM, fraud prevention, data privacy including GDPR and Indian PDP, training of nominee / independent directors etc.   He is also associated with Institutes like NISM where he updates academic contents on various topics related  to securities markets and derivatives.

 

Training dates - August 22-23, 2022

Training fees - ₹ 15,000 + applicable taxes